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Apply for a certificate for the distribution of certain funds

Source: Zuständigkeitsfinder Schleswig-Holstein (Linie6Plus)

Service Description

As an undertaking for collective investment in transferable securities - capital management company or alternative investment fund capital management company, you can apply for a distribution certificate from the Federal Financial Supervisory Authority (BaFin).

As a domestic capital management company or EU management company, BaFin can issue you with a certificate upon request. This confirms that you comply with the provisions of the relevant directives in relation to a

  • a domestic undertaking for collective investment in transferable securities (UCITS) or
  • a domestic alternative investment fund (AIF).

Process flow
  • Formulate an informal application.
  • Register on the registration and publication platform (MVP Portal).
  • Log in to the MVP Portal with your access data.
  • Send your application to BaFin via the MVP Portal.
  • You will receive the distribution certificate after review.
Requirements
  • They manage domestic undertakings for collective investment in transferable securities (UCITS) or domestic alternative investment funds (AIF).
Which documents are required?
  • informal application
What are the fees?

Fee: 205,00 EUR
Payment in advance: no
You will incur costs of EUR 205.00 (for umbrella structures per sub-investment fund).

What deadlines do I have to pay attention to?

There is no deadline.

Processing duration

Processing time: 2 Weeks
It usually takes about 2 weeks to process the application.

Legal basis
Appeal
  • Objection

Detailed information on how to lodge an objection can be found in the notification of your application.

  • Appeal to the administrative court if your objection is rejected.
Applications / forms

Forms: none

Online procedure possible: yes

Written form required: no

Personal appearance required: no

What else should I know?

There are no indications or special features.

Author

German Federal Financial Supervisory Authority (BaFin)


Forwarding service: Deep link to the original portal

The text was automatically translated based on the German content.

Teaser

As an undertaking for collective investment in transferable securities - capital management company or alternative investment fund capital management company, you can apply for a distribution certificate from the Federal Financial Supervisory Authority (BaFin).

Process flow

  • Formulate an informal application.
  • Register on the registration and publication platform (MVP Portal).
  • Log in to the MVP Portal with your access data.
  • Send your application to BaFin via the MVP Portal.
  • You will receive the distribution certificate after review.

Requirements

  • They manage domestic undertakings for collective investment in transferable securities (UCITS) or domestic alternative investment funds (AIF).

Which documents are required?

  • informal application

What are the fees?

Fee: 205,00 EUR
Payment in advance: no
You will incur costs of EUR 205.00 (for umbrella structures per sub-investment fund).

What deadlines do I have to pay attention to?

There is no deadline.

Processing duration

Processing time: 2 Weeks
It usually takes about 2 weeks to process the application.

Legal basis

Appeal

  • Objection

Detailed information on how to lodge an objection can be found in the notification of your application.

  • Appeal to the administrative court if your objection is rejected.

Applications / forms

Forms: none

Online procedure possible: yes

Written form required: no

Personal appearance required: no

What else should I know?

There are no indications or special features.

Author

German Federal Financial Supervisory Authority (BaFin)


Forwarding service: Deep link to the original portal

The text was automatically translated based on the German content.

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