responsibility finder
Schleswig-Holstein

Apply for a certificate for the distribution of certain funds

Source: Zuständigkeitsfinder Schleswig-Holstein (Linie6PLus)

Service Description

As an undertaking for collective investment in transferable securities - capital management company or alternative investment fund capital management company, you can apply for a distribution certificate from the Federal Financial Supervisory Authority (BaFin).

As a domestic capital management company or EU management company, BaFin can issue you with a certificate upon request. This confirms that you comply with the provisions of the relevant directives in relation to a

  • a domestic undertaking for collective investment in transferable securities (UCITS) or
  • a domestic alternative investment fund (AIF).

Process flow
  • Formulate an informal application.
  • Register on the registration and publication platform (MVP Portal).
  • Log in to the MVP Portal with your access data.
  • Send your application to BaFin via the MVP Portal.
  • You will receive the distribution certificate after review.
Requirements
  • They manage domestic undertakings for collective investment in transferable securities (UCITS) or domestic alternative investment funds (AIF).
Which documents are required?
  • informal application
What deadlines do I have to pay attention to?

There is no deadline.

Legal basis
Appeal
  • Appeal

Detailed information on how to lodge an objection can be found in the notification of your application.

  • Appeal to the administrative court if your objection is rejected.
Applications / forms

Forms: none

Online procedure possible: yes

Written form required: no

Personal appearance required: no

What else should I know?

There are no indications or special features.

Author

German Federal Financial Supervisory Authority (BaFin)


Forwarding service: Deep link to the original portal

The text was automatically translated based on the German content.

Technically approved by

Federal Ministry of Finance (BMF)

Professionally released on

18.08.2023

Teaser

As an undertaking for collective investment in transferable securities - capital management company or alternative investment fund capital management company, you can apply for a distribution certificate from the Federal Financial Supervisory Authority (BaFin).

Process flow

  • Formulate an informal application.
  • Register on the registration and publication platform (MVP Portal).
  • Log in to the MVP Portal with your access data.
  • Send your application to BaFin via the MVP Portal.
  • You will receive the distribution certificate after review.

Requirements

  • They manage domestic undertakings for collective investment in transferable securities (UCITS) or domestic alternative investment funds (AIF).

Which documents are required?

  • informal application

What deadlines do I have to pay attention to?

There is no deadline.

Legal basis

Appeal

  • Appeal

Detailed information on how to lodge an objection can be found in the notification of your application.

  • Appeal to the administrative court if your objection is rejected.

Applications / forms

Forms: none

Online procedure possible: yes

Written form required: no

Personal appearance required: no

What else should I know?

There are no indications or special features.

Author

German Federal Financial Supervisory Authority (BaFin)


Forwarding service: Deep link to the original portal

The text was automatically translated based on the German content.

Technically approved by

Federal Ministry of Finance (BMF)

Professionally released on

18.08.2023

Further information and offers