responsibility finder
Schleswig-Holstein

Inform the Deutsche Bundesbank and BaFin of the execution, abandonment or change of the intention to appoint a person to the management or to authorise a person to act as sole representative

Source: Zuständigkeitsfinder Schleswig-Holstein (Linie6PLus)

Service Description

In your information you must state all facts that are relevant for the assessment of

  • reliability,
  • the professional suitability
  • and sufficient time availability for the performance of the respective tasks of the person

of the person concerned.
If new facts have emerged which have a significant impact on an original assessment of good repute, professional competence and sufficient availability in terms of time, you must also communicate them.


Process flow

You would like to inform BaFin about the execution, abandonment or change of the intention to appoint a managing director or the authorisation of a person to represent the institution individually:

  • Go to the BaFin website.
  • Fill in the required forms completely and truthfully.
  • You can fill in the forms directly on your PC and then print them out.
  • Send the completed forms with all required documents by mail to BaFin.
Which documents are required?
What are the fees?

You do not have to pay anything for the message.

What deadlines do I have to pay attention to?

You must file the complaint immediately.

Processing duration

different, case-dependent

Legal basis
Appeal

There is no provision for appeal.

Applications / forms

Forms: yes
Online procedure possible: no
Written form required: yes
Personal appearance required: no


Author
Technically approved by

Federal Ministry of Finance

Process flow

You would like to inform BaFin about the execution, abandonment or change of the intention to appoint a managing director or the authorisation of a person to represent the institution individually:

  • Go to the BaFin website.
  • Fill in the required forms completely and truthfully.
  • You can fill in the forms directly on your PC and then print them out.
  • Send the completed forms with all required documents by mail to BaFin.

Which documents are required?

What are the fees?

You do not have to pay anything for the message.

What deadlines do I have to pay attention to?

You must file the complaint immediately.

Processing duration

different, case-dependent

Legal basis

Appeal

There is no provision for appeal.

Applications / forms

Forms: yes
Online procedure possible: no
Written form required: yes
Personal appearance required: no


Author

Technically approved by

Federal Ministry of Finance

Further information and offers