responsibility finder
Schleswig-Holstein

Apply for a certificate for the distribution of certain funds

Source: Zuständigkeitsfinder Schleswig-Holstein (Linie6PLus)

Service Description

BaFin can issue a certificate to you as a domestic capital management company or EU management company upon request. This confirms that you comply with the regulations of the relevant directives, related to a

  • domestic undertaking for collective investment in transferable securities (UCITS) or
  • domestic alternative investment fund (AIF).

Process flow
  • Formulate an informal application.
  • Register on the reporting and publication platform (MVP Portal).
  • Log in to the MVP Portal with your access data.
  • Send your application to BaFin via the MVP Portal.
  • You will receive the sales certificate after verification.
Requirements
  • They manage domestic undertakings for collective investment in transferable securities (UCITS) or domestic alternative investment funds (AIF).
Which documents are required?
  • informal application
What deadlines do I have to pay attention to?

There is no deadline.

Legal basis
Appeal
  • Appeal

Detailed information on how to file an appeal can be found in the notification of your application.

  • Action before the administrative court if your objection is rejected.
Applications / forms

Forms: none

Online procedure possible: yes

Written form required: no

Personal appearance required: no

What else should I know?

There are no clues or specifics.

Technically approved by

Federal Ministry of Finance (BMF)

Process flow

  • Formulate an informal application.
  • Register on the reporting and publication platform (MVP Portal).
  • Log in to the MVP Portal with your access data.
  • Send your application to BaFin via the MVP Portal.
  • You will receive the sales certificate after verification.

Requirements

  • They manage domestic undertakings for collective investment in transferable securities (UCITS) or domestic alternative investment funds (AIF).

Which documents are required?

  • informal application

What deadlines do I have to pay attention to?

There is no deadline.

Legal basis

Appeal

  • Appeal

Detailed information on how to file an appeal can be found in the notification of your application.

  • Action before the administrative court if your objection is rejected.

Applications / forms

Forms: none

Online procedure possible: yes

Written form required: no

Personal appearance required: no

What else should I know?

There are no clues or specifics.

Technically approved by

Federal Ministry of Finance (BMF)

Further information and offers